U.S. Securities and Exchange Commission - Add Relationship - LittleSis

Relationships Interlocks Giving Data

Leadership & Staff

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Dan Berkovitz SEC general counsel, former Trump-appointed Commissioner of the Commodity Futures Trading Commission

• General Counsel

Rick A Fleming Investor Advocate, SEC

• Office of the Investor Advocate (Feb 1 '14→?)

Carl Hoecker SEC Inspector General

• Inspector General (Jan '13→?)

Allison Herren Lee Trump SEC commissioner, acting SEC chair

• Acting chair

Michael Piwowar Commissioner, SEC

• Commissioner (Aug 15 '13→?)

Steven Peikin Director of enforcement at SEC; former Goldman Sachs atttorney

• co-director of SEC enforcement division

Sean Memon Trump SEC Chair's Chief of Staff; former attorney for Goldman Sachs

• SEC Chair's Chief of Staff

Jay Clayton Trump's pick to chair SEC, nominated US Attorney for the Southern District of New York | Advised Goldman Sachs during 2008 bailouts

• Chairman

Wesley R Bricker Deputy Chief Accountant, SEC

• Deputy Chief Accountant (May 1 '14→?) [+1]

• Professional accounting fellow ('09→'11)

Andrew Ceresney Director of the Division of Enforcement, Securities and Exchange Commision

• Director, Division of Enforcement (Apr '13→?)

Board Members

Charles Christopher Cox Chairman of Security & Exchange Commission (2005-2009); US Rep from CA

• Chairman ('05→Jan 20 '09)

Annette Nazareth Partner, Davis Polk & Wardwell LLP, Former SEC Commissioner

• Commissioner ('05→'08)

William H. Donaldson SEC Commissioner under George W Bush

• Commissioner (Feb 18 '03→Jun '05)

Roel C Campos Former SEC Commissioner under George W Bush

• Commissioner (Aug 22 '02→Sep '07)

Harvey L Pitt Former chairman of the U.S. Securities and Exchange Commission

• Chairman ('01→'03)

Laura S Unger former Commissioner, SEC

• commissioner ('97→'02)

Elizabeth Evans

• Branch Chief ('92→'98)

J Carter Beese Jr Venture capitalist and former SEC commissioner

• Board Member ('92→'94)

Child Organizations

SEC Division of Investment Management Develops regulatory policy for investment companies

• division

Division of Trading and Markets Regulates the major securities market participants

• Child Org

New York Regional Office of the U.S. Securities and Exchange Commission The largest of the SEC’s regional offices

• Child Org

Division of Enforcement Investigates possible violations of securities laws

• Child Org

Division of Corporation Finance Oversight of corporate disclosure

• Child Org

Services & Transactions

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Aon Hewitt Human capital and management consulting services

• Contractor · 9,735,946 USD ('04→'07)

EMC CORPORATION Information technology

• Contractor · 2,762,005 USD ('03→'07)

Verizon Communications Inc. Merger of Bell Atlantic Corp. and GTE Corp.

• Contractor · 2,153,942 USD ('05→'06)

Iron Mountain Incorporated Information management service

• Contractor · 1,442,150 USD ('04→'08)

Xerox Provide services that help assist with document and print related processes

• Contractor · 750,543 USD ('04→'06)

Oracle Corporation Information Management

• Contractor · 604,512 USD ('04→'07)

Microsoft Corporation computer technology

• Contractor · 470,718 USD ('06)

Office Depot

• Contractor · 385,025 USD ('06→'07)

Pitney-Bowes, Inc. provider of global eCommerce solutions, shipping and mailing products, location intelligence, customer engagement and customer information management solution

• Contractor · 85,575 USD ('06→'07)

Symantec IT Security

• Contractor · 81,394 USD ('06→'07)

Lobbied By

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Porterfield, Fettig & Sears Lobbying firm

• Lobbying (for client) ('08)

MassMutual Financial Group

• Direct Lobbying ('00→'08)

Akin Gump Large law and lobbying firm; founded by Robert Strauss in 1945

• Lobbying (for client) ('03)

Washington Mutual, Inc. Holding company of the largest failed bank in U.S. history

• Direct Lobbying ('99→'08)

Solomon Group Lobby Firm

• Lobbying (for client) ('99→'02)

CMS Energy Large Michigan electricity and natural gas utility

• Direct Lobbying ('00→'03)

IBM Providing hardware, software, and consulting and related services.

• Direct Lobbying ('99→'07)

Prudential Financial Inc.

• Direct Lobbying ('99)

Thelen LLP Defunct law firm, filed for Chapter 7 bankruptcy in 2009

• Lobbying (for client) ('00→'06)

WilmerHale global legal representation across a comprehensive range of industry and practice areas

• Lobbying (for client) ('00→'01)

Miscellaneous Relationships

Elon Musk Tesla, SpaceX CEO

• Affiliation

Patrick Orlando CEO of DWAC, Digital World Acquisition Corp.- SPAC which formed rump Media & Technology Group (TMTG) in October 2021

• Affiliation

Axos Bank San Diego bank formerly known as Bank of Internet USA

• Affiliation