Prudential Financial Inc.

Leadership & Staff

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Maurice Kuykendoll Chief Financial Officer for Prudential Group Insurance

• CFO, Prudential Group Insurance

CANDACE J WOODS

• Position

LUCIEN A ALZIARI

• Position

STACEY GOODMAN

• Position

TIMOTHY SCHMIDT

• Position

Brandy Stacks Director of Government Affairs – Prudential Financial, Inc.

• Director of Government Affairs

Timothy P Harris

• Executive / Senior Vice President ('15→?)

Lauren Day

• Vice President / Head ('15→?)

Robert Axel

• Controller (Mar '14→?) [+1]

• Comptroller ('14→?)

Stephen Pelletier

• COO ('14→?)

Board Members

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Christine Ann Poon

• Board Member ('06→?)

Charles F Lowrey

• COO ('14→?)

Martina T Hund-Mejean CFO, MasterCard Worldwide

• Comptroller ('10→?)

Doug A Scovanner

• Comptroller ('13→?) [+1]

• Board Member (Nov '13→?)

Peter Rupert Lighte

• Board Member ('16→?)

Thomas J Baltimore Jr RLJ Development

• CEO ('16→?) [+1]

• Board Member (Oct '08→?)

George Paz Chairman and CEO of Express Scripts

• Comptroller ('16→?)

Michael A Todman

• Board Member ('16→?)

John R Strangfeld Jr Chairman & CEO of Prudential Financial

• Vice Chairman ('02→Dec 31 '07) [+2]

• Chief Executive Officer

• Chairman (Jan '08→?)

Karl J Krapek

• Committee Chair (Director)Director ('04→?)

Donations

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B Lab Incubator for Benefit Corporation Policy

• Major Donor · 5,000,000 USD

Millstein Center

• Donation/Grant

Social Finance 501c3 promoting Social Impact Bonds

• Donation/Grant

Housing Partnership Network

• Donation/Grant

New Jersey Future

• Donation/Grant

General Assembly Career Impact Bond Pioneer Social Finance Human Capital Investment Product

• Donation ('20)

Regional Plan Association New York metropolitan region planning organization

• Donation/Grant

National Fund for Workforce Solutions Regional Career Pathways

• Funder

Human Rights Campaign Gay and lesbian advocacy organization

• Gold Partner

Green Dot Public Schools LA Charter School Organization

• Donation/Grant

Holdings

M & G Investment Investment Firm

• Parent Organization

PT Eagle High Plantations Indonesian palm oil company

• Shareholder; percent stake: 0%

Child Organizations

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PRUCO, LLC New Jersey

• subsidiary

Pruco Assignment Corporation Barbados

• subsidiary

Pramerica of Bermuda Life Assurance Company, Ltd

• subsidiary

Castle Peak Issuer (Hong Kong) Limited

• subsidiary

Prudential Holdings, LLC

• Child Org

Prudential Jennison Natural Resources Fund, Inc. An open-end fund

• Child Org

Prudential Investment Management, Inc. A privately owned investment manager.

• Child Org

Jennison Associates LLC Privately owned investment manager

• Child Org

Prudential Center for Health Care Research

• Child Org

Prudential Mortgage Capital Company Prudential Financial's mortgage finance arm

• Child Org

Memberships

Recover Stronger Corporate Coalition JFF subgroup

• Member

National Gay and Lesbian Chamber of Commerce

• Member

Living Cities Inc

• Member

Council on Foreign Relations US foreign policy think tank

• "premium" corporate member

Services & Transactions

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Community Outcomes Fund Fund to Scale Pay for Success in US

• Investment of · 40,000,000 USD (May '18→?)

Public Buildings Service

• Client · 30,083,362 USD ('03→'08)

Office of Thrift Supervision

• Client · 1,504,400 USD ('03→'07)

Capitol Hill Strategies LLC - (merged with PSW) Government Relation Firm now merged with Public Strategies Washington

• Lobbying Firm · 825,000 USD ('03→'08)

Peter Kinzler

• Hired Lobbyist · 720,000 USD ('01→'08)

Blank Rome Government Relations LLC Blank Rome law & lobbying firm PAC

• Lobbying Firm · 710,000 USD ('05→'08)

Bergner Bockorny Castagnetti and Hawkins

• Lobbying Firm · 580,000 USD ('01→'05)

Van Scoyoc Associates

• Lobbying Firm · 320,000 USD ('02→'06)

Romans & Assoc Lawrence J

• Lobbying Firm · 300,000 USD ('02→'08)

Jenkins Hill Group LLC (Formerly Walter/Edwards Group)

• Lobbying Firm · 210,000 USD ('02→'07)

Lobbying

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U.S. Securities and Exchange Commission US Federal Agency

• Direct Lobbying ('99)

Office of the United States Trade Representative Office that facilitates global trade on behalf of the United States

• Direct Lobbying ('08)

White House Office Includes multiple levels of presidential advisory boards and advisors

• Direct Lobbying ('08)

Access Board

• Direct Lobbying ('05)

U.S. Department of Labor

• Direct Lobbying ('08)

U.S. Department of the Treasury

• Direct Lobbying ('99→'08)

United States Department of Commerce

• Direct Lobbying ('99→'08)

US Senate upper house of the United States Congress

• Direct Lobbying ('99→'08)

US House of Representatives lower house of the United States Congress

• Direct Lobbying ('99→'08)

National Security Council Advises the President on foreign policy, intelligence, and national security.

• Direct Lobbying ('08)

Miscellaneous Relationships

Science of Diversity & Inclusion Initiative A living lab to catalyze high-impact innovations in Diversity & Inclusion.

• Affiliation ('17→?)

New Jersey CEO Council Outgrowth of New Jersey Restart and Recovery Commission

• Project ('20→?)*

Career Impact Bond (CIB) Financial Arrangement - Income Sharing Agreement For Training and Services For Low-Income People

• Investment Focus (Jun '19→?)*

Oberfeld vs. Hodges marriage equality ruling

• supported by

Living Cities Inc

• program ('91→?)*