| Client | Thomas F. Gambino |
| Stockbroker | Mohammed Ali Khan |
| Notes | In May 1999, the U.S. Securities and Exchange Commission (SEC) filed fraud charges against Gambino's stockbroker, Mohammed Ali Khan. While still in prison, Gambino had sued Khan for defrauding him out of approximately $2 million. On May 10, 2000, Gambino was released from prison. He has retired and lives in Beverley Hills, California. |