Advisor Group

Leadership & Staff

Valerie Brown CEO of Cetera Financial Group

• executive chairman ('16→?)

Erica McGinnis Head of Global Service Group Compliance at American Express

• CEO (Mar '04→Jul '16)

Owners

PSP Investments Canadian crown corporation, one of Canada’s largest pension investment managers

• Owner ('16→?)

Lightyear Capital

• Owner ('16→?)*

Child Organizations

FSC Securities Assets Under Administration: $34.6 billion

• member firm

Royal Alliance Associates, Inc. A registered broker-dealer and registered investment adviser

• member firm

Parents

American International Group, Inc. Global insurance company

• parent (?→'16)

Memberships

Money Management Institute Voice for the global financial services organizations

• Member firm