Ameriprise Financial, Inc.

Leadership & Staff

1 / 5

Kelli A Hunter

• Exec VP of Human Resources

Judy Pirkowitsch Financial advisor, Ameriprise Financial

• investment advisor & business financial advisor

Colin Moore

• Executive Vice President (Jul '13→?)

Charles Neal Maglaque

• Pres Advice & Wealth Mgt, COO (Jun '12→?)

Randy Kupper

• CIO (Jun '12→?)

David Kent Stewart

• Controller [+1]

• Senior Vice President

Kim Michelle Sharan TIAA Board of Trustees Chair

• Pres-Fin Plan, Ret Svcs & CMO

Deirdre N Davey

• Sr VP Corp Comm/Cmnity Rltns

Donald E Froude

• President (Sep '08→?)

Ayesha F Nariman

• Financial Advisor

Owners

Conning Inc.

• Institutional investor

John Carl Junek

• Insider

Randy Kupper

• Insider

Board Members

1 / 2

Brian T Shea Retired Senior Executive VP, Bank of New York Mellon

• Board Member ('19→?)

Amy DiGeso Former EVP, Estee Lauder

• Board Member (Mar '14→?)

James M Cracchiolo Chairman & CEO, Ameriprise Financial, Inc.

• CEO [+1]

• Chairman ('00→?)

H Jay Sarles

• Director ('05→?)

William H Turner Vice Chairman of The Chase Manhattan Bank

• Director ('05→?)

Dianne M Neal

• Board Member (Mar '14→?)

Robert Francis Sharpe Jr

• Director ('05→?)

Jeffrey Noddle chairman and CEO of Supervalu

• Director ('05→?)

Warren D Knowlton

• Director ('06→?)

Ira D Hall

• Director ('05→?)

Donations

Human Rights Campaign Gay and lesbian advocacy organization

• Bronze Partner

Holdings

Safran SA French multinational aerospace, defense, and security company

• Institutional investor

Wolters Kluwer N.V. Information services and publishing company

• Institutional investor

Child Organizations

J. & W. Seligman & Co. Incorporated Among the 20 largest privately held U.S. money managers

• subsidiary (Nov '08→?)

IDS Property Casualty Insurance Company Provides personal auto, home and umbrella insurance products

• subsidiary

Riversource Life Insurance Company

• subsidiary

Columbia Threadneedle Investments Global asset management group

• global asset management group

Ameriprise International Holdings GmbH A holding company based in Switzerland for various companies engaged in overseas business

• subsidiary

Ameriprise Financial Services, Inc.

• subsidiary

Columbia Management Investment Advisers, LLC

• subsidiary

Ameriprise Advisor Services, Inc. A full-service securities broker-dealer

• subsidiary (Oct 31 '08→?)

Parents

American Express Company Global payments company

• wholly-owned subsidiary (?→Sep 30 '05)

Memberships

The Coalition of Collective Investment Trusts Group of fund sponsors and money managers

• Member

National Gay and Lesbian Chamber of Commerce

• Member

The Financial Services Roundtable Banking industry group

• member

Services & Transactions

Office of Personnel Management U.S. federal civil service management agency

• Client · 6,375 USD ('04→'06)

Lobbying

U.S. Securities and Exchange Commission US Federal Agency

• Direct Lobbying ('06→'07)

U.S. Department of Health and Human Services The United States' Health and Human Services Agency

• Direct Lobbying ('06→'07)

U.S. Department of the Treasury

• Direct Lobbying ('06→'07)

US Senate upper house of the United States Congress

• Direct Lobbying ('06→'08)

US House of Representatives lower house of the United States Congress

• Direct Lobbying ('06→'08)

U.S. Department of Labor

• Direct Lobbying ('06→'08)