Nasdaq, Inc.

Leadership & Staff

1 / 4

Ronald Hassen

• Senior Vice President

Thomas A Wittman

• Executive Vice President (May '14→?)

Lars Ottersgard

• Executive Vice President (Oct '14→?)

P C Nelson Griggs

• Executive Vice President (Oct '14→?)

Salil S Donde

• Executive Vice President (Feb '15→?)

Lee Shavel

• Executive Vice President (May '11→?)

Bradley J Peterson

• Executive Vice President (Feb '13→?)

Nicholas Calio President & CEO, Airlines for America

• Nominating Committee member

James L Johnson Jr Lobbyist

• Senior Vice President, Human Resources and Government Relations ('03→?) [+2]

• Senior Vice President (Mar '08→?)

• Lobbyist

Bruce Aust Executive Vice President, NASDAQ OMX Group

• Executive Vice President

Owners

Investor Trading AB

• major shareholder (?→Mar 7 '11)*

Patricia Holding Ab Based out of Stockholm

• major shareholder (Mar '11→?)

Board Members

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Thomas A Kloet

• Board Member (Mar '15→?)

Essa Kazim

• Director ('08→?)

Glenn Hutchins Co-Founder and Managing director of Silver Lake Partners

• Director ('05→?)

Ellyn A McColgan

• Board Member (May '12→?)

Charlene Begley Former President and CEO of GE Enterprise Solutions

• Board Member (May '14→?)

Robert Greifeld president and CEO of Nasdaq OMX

• Director ('03→?)

John D Markese

• Director ('96→?)

Lars Wedenborn

• Director ('08→?)

Michael R Splinter

• Director ('08→?)

Steve Black

• Board Member (Dec '11→?)

Donations

Brookings Institute Major Washington think tank

• Donation · 100,000 USD ('09)

Holdings

Chain.com Builds tools to exploit “blockchain” technology underlying Bitcoin; San Francisco

• Investor

Nasdaq Liffe Markets, LLC A joint venture between NASDAQ and LIFFE

• Owner ('01→'03); percent stake: 50%

Child Organizations

Nasdaq CXC Limited An ATS operating in Ontario

• subsidiary (Feb '16→?)

Nasdaq ISE, LLC An options exchange operator

• subsidiary ('16→?)

Nasdaq Corporate Solutions, Inc.

• subsidiary

International Securities Exchange now part of NASDAQ

• subsidiary (Jun 30 '16→?)

Philadelphia Stock Exchange Oldest stock exchange in America; acquired by NASDAQ in 2007

• subsidiary ('08→?)

Nasdaq, Inc. Provider of trading, clearing, exchange technology, regulatory, securities listing, information and public company services

• Child Org

Parents

Nasdaq, Inc. Provider of trading, clearing, exchange technology, regulatory, securities listing, information and public company services

• Parent Org

Financial Industry Regulatory Authority Self-regulator for the financial services industry

• parent ('71→'00)

Memberships

Fnality Advancing Utility Settlement Coin Infrastructure For Global Finance

• Member*

World Economic Forum The World Economic Forum is an independent, international organization incorporated as a Swiss not-for-profit foundation.

• Strategic Partner

Council on Foreign Relations US foreign policy think tank

• "founder" corporate member

The Partnership for New York City, Inc. Nonprofit membership organization comprised of a select group of two hundred CEOs from top NYC-based businesses

• partner company

Services & Transactions

Larry Summers former Clinton Treasury Secretary, former Obama National Economic Council director

• consultant

MIT Bitcoin Developer Fund Research Program at MIT Media Lab

• Investment of ('16→?)

Lobbying

U.S. Securities and Exchange Commission US Federal Agency

• Direct Lobbying ('99→'08)

White House Office Includes multiple levels of presidential advisory boards and advisors

• Direct Lobbying ('04→'08) [+1]

• Direct Lobbying ('06)

U.S. Department of the Treasury

• Direct Lobbying ('01→'08)

Federal Reserve System Central bank of the United States

• Direct Lobbying ('08)

Government Accountability Office

• Direct Lobbying ('06→'08)

Commodity Futures Trading Commission Independent US government agency for regulating derivatives trading

• Direct Lobbying ('00→'08)

US Department of Commerce

• Direct Lobbying ('01→'08)

US Senate upper house of the United States Congress

• Direct Lobbying ('99→'08)

US House of Representatives lower house of the United States Congress

• Direct Lobbying ('99→'08)

Miscellaneous Relationships

2014 Multi-Industry Letter on Immigration Reform By US Chamber of Commerce to Congress

• Affiliation