Caterpillar, Inc.

Leadership & Staff

1 / 11

Jim Umpleby Caterpillar CEO

• CEO (Jan '17→?)

BOB DE LANGE

• Group President, Services, Distribution and Digital

CHERYL H. JOHNSON

• Position

SUZETTE M. LONG

• Position

Ramin R Younessi

• Vice President / Head ('13→?)

William P Ainsworth

• Vice President / Head ('16→?)

Denise C Johnson

• Vice President / Head

Thomas A Pellette

• Group President (Jan '15→?) [+1]

• Group President (past)

Iii Donald J Umpleby

• Group President (Jan '13→?)

Richard P Lavin

• Group President

Owners

Carol L Andress Director, Legislative Operations for Climate & Air, Environmental Defense Fund

• Shareholder

Bill & Melinda Gates Foundation Trust

• institutional investor

Capital World Investors A privately owned investment manager. A DIVISION OF CAPITAL RESEARCH AND MANAGEMENT COMPANY

• Institutional investor

Solar Turbines, Inc

• Caterpillar subsidiary based in San Diego

Marjorie Taylor Greene Republican Congresswoman from Georgia

• shareholder (Feb 22 '22→?)

Board Members

1 / 3

D James Umpleby Group President, Caterpillar Inc and Solar Turbines, Inc. (Subsidiary of Caterpillar)

• Group President, Energy & Transportation (?→'15)

Debra L Reed Chairman & CEO, Sempra Energy

• Director, Board of Directors

Juan Gallardo

• Director

Edward B Rust Jr Chairman & CEO, State Farm

• Independent Director (?→'15)

Gerald Johnson EVP, Global Mfg., General Motors Co.

• Board member ('21→?)

Rayford Wilkins

• Board Member

Juan Ignacio Gallardo Thurlow

• Independent Director (?→'15)

David Lee Calhoun

• Independent Director (?→'15)

Jesse J Greene Jr

• Board Member (Jan '11→?)

Jon M Huntsman Jr Trump ambassador to Russia, resigned August 2019; Chairman, the Atlantic Council | former Governor of Utah

• Board Member (Apr '12→?)

Donations

Susan G Komen For The Cure

• Donation · 1,000,000 USD

Power My Learning

• Donation/Grant

Scott Institute for Energy Innovation at Carnegie Mellon

• Donation

Holdings

Cat Footwear and Apparel

• Owner

Child Organizations

Caterpillar SARL Caterpillar Switzerland subsidiary; useful for tax liability management purposes

• Swiss subsidiary

Bucyrus International Mining equipment

• subsidiary ('11→?)

Parents

Progress Rail supplier of railroad and transit system products and services, subsidiary of Caterpillar

• Parent Org

Memberships

1 / 2

U.S.–Russia Business Council A Washington, DC-based trade association that represents companies that operate in the Russian market

• Member

USMCA Coaliton Coalition that pushed for the passage of the USMCA

• Member

World Coal Association Represents the coal industry in international energy and environmental policy discussions

• Member

World Resources Institute Global research organization that seeks "sustainable natural resource development"

• CCG Member

Change the Equation Obama STEM Initiative "Educate to Innovate"

• Member

Brazil-U.S. Business Council

• Member

U.S. Business Coalition for TPP Group of over 150 corporations and trade associations pushing for the TPP

• Member

Trade Benefits America Coalition Pro Trans-Pacific Partnership association

• Steering committee

US-ASEAN Business Council Advocacy organization for U.S. corporations operating within the ASEAN

• Member

AHC Group corporate strategy and social response firm

• Member

Services & Transactions

1 / 2

PricewaterhouseCoopers LLP PwC US helps organizations and individuals create the value they're looking for

• Service/Transaction · 55,000,000 USD ('99→'12)

Federal Policy Group (Clark & Wamberg LLC)

• Lobbying Firm · 1,950,000 USD ('02→'08)

Sidley Austin LLP Sidley is a global law firm committed to providing excellent client service, fostering a culture of cooperation and mutual respect, and creating opportunities for lawyers of all backgrounds.

• Lobbying Firm · 700,000 USD ('02→'08)

Angus & Nickerson

• Lobbying Firm · 380,000 USD ('06→'08)

The PMA Group

• Lobbying Firm · 240,000 USD ('99→'05)

Robinson International Inc Consulting, government relations

• Lobbying Firm · 100,000 USD ('05→'08)

Washington Counsel

• Lobbying Firm · 60,000 USD ('99→'00)

Stapleton & Associates LLC Consultant--Defense Issues

• Lobbying Firm · 46,000 USD ('08)

Triadvocates Lobbying firm with offices in Washington DC and Phoenix AZ

• Lobbying Firm · 33,000 USD ('05→'08)

Carroll Peter a

• Lobbying Firm · 24,000 USD ('07)

Lobbying

1 / 2

Health Resources and Services Administration

• Direct Lobbying ('03)

Office of the United States Trade Representative Office that facilitates global trade on behalf of the United States

• Direct Lobbying ('99→'08)

Council On Environmental Quality The Council on Environmental Quality (CEQ) coordinates Federal environmental efforts and works closely with agencies and other White House offices

• Direct Lobbying ('06→'08)

White House Office Includes multiple levels of presidential advisory boards and advisors

• Direct Lobbying ('99→'08) [+1]

• Direct Lobbying ('99→'02)

U.S. Department of Health and Human Services The United States' Health and Human Services Agency

• Direct Lobbying ('01→'04)

Department of the Interior federal agency responsible for the management and conservation of most federal lands and natural resources

• Direct Lobbying ('00→'04)

U.S. Department of the Treasury

• Direct Lobbying ('99→'08)

Office of Management and Budget White House budget office

• Direct Lobbying ('99→'08)

United States Department of Energy U.S. government department regulating energy production and nuclear material handling

• Direct Lobbying ('99→'08)

Environmental Protection Agency US government agency for environmental protection created in 1970 by Pres. Nixon

• Direct Lobbying ('99→'08)

Miscellaneous Relationships

William Barr Former Trump U.S. DOJ Attorney General

• attorney (Mar '17→?)

Richard Zuckerman Former Trump Assistant Attorney General (Tax Division)

• Affiliation

Cushman Foundation

• a stockholder

The Shareholder Commons

• Affiliation

2014 Multi-Industry Letter on Immigration Reform By US Chamber of Commerce to Congress

• signed by

Export Import Bank

• supported by