Broker-dealer
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Leadership & Staff
Showing 1-10 of 74 :: see all
William S Haraf
• Board Member (Jan '15→?) [+1]
• Comptroller ('15→?)
John K Adams Jr Former Managing Director, UBS
• Board Member (Jan '15→?) [+1]
• Comptroller ('15→?)
David R Garfield
• General Counsel (Oct '14→?) [+1]
• Secretary ('14→?)
Christopher V Dodds
• Board Member (Oct '14→?) [+3]
• Executive Vice President
• CFO
• Comptroller ('14→?)
Jeffrey T Brown
• General Counsel (Apr '14→?) [+1]
• Executive / Senior Vice President ('16→?)
Mark A Goldfarb
• Board Member (Dec '12→?) [+1]
• Comptroller ('12→?)
Stephen A Ellis
• Board Member (Nov '12→?) [+1]
• Comptroller ('12→?)
John S Clendening
• EVP-Shared Strategic Services (Jan '11→?)
Arun Sarin
• Board Member (Oct '09→?) [+1]
• Position ('09→?)
Robert N Wilson
• Director ('03→?) [+1]
• Position ('03→?)
Owners
Neuberger Berman, LLC Rregistered as an investment adviser under the Investment Advisers Act of 1940
• Shareholder
Goldman Sachs Asset Management hedge fund in New York, NY
• Shareholder
BlackRock Institutional Trust Company, N.A. A privately owned investment manager, previously known as Barclays Global Investors, NA
• Shareholder
Vanguard Group Inc One of the world's largest investment management companies
• Shareholder
Charles R Schwab Eponymous founder of brokerage firm
• major shareholder*
State Street Global Advisors
• Shareholder
George David Kieffer Partner, Manatt Phelps | Longtime advisor to CA Gov Jerry Brown
• Owner*
Child Organizations
Schwab Holdings, Inc. holding company for Charles Schwab & Co., Inc., a Delaware corporation
• Child Org
Charles Schwab & Co., Inc Subsidiary of THE CHARLES SCHWAB CORPORATION
• Child Org
Charles Schwab Bank a Federal Savings Association
• Child Org
Donation/Grant Recipients
Southern Poverty Law Center The Southern Poverty Law Center is a nonprofit civil rights organization dedicated to fighting hate and bigotry, and to seeking justice for the most vulnerable members of society.
• Donation/Grant
Congress For The New Urbanism
• Donation/Grant
Services/Transactions
Showing 1-10 of 14 :: see all
Jeffrey M Anders
• Hired Lobbyist ('08)
Jeffrey Anders Government affairs consultant
• Lobbying Firm · 9,000 USD ('08)
DLA Piper Law firm created in 2005 by the merger of DLA, Piper Rudnick and Gray Cary, followed by aggressive growth in the CIS, Germany, Spain, Asia, the Middle East and important US markets, among others.
• Lobbying Firm · 30,000 USD ('07→'08)
RR&G
• Lobbying Firm · 640,000 USD ('06→'08)
Capitol Ideas
• Lobbying Firm · 120,000 USD ('05→'06)
Velasquez Group LLC
• Lobbying Firm · 450,000 USD ('04→'08)
Romans & Assoc Lawrence J
• Lobbying Firm · 760,000 USD ('01→'08)
Dutko Worldwide
• Lobbying Firm · 650,000 USD ('01→'05)
Washington Council Ernst & Young
• Lobbying Firm · 2,300,000 USD ('00→'08)
Bingham McCutchen LLP
• Lobbying Firm · 10,000 USD ('00→'08)
Lobbying
Showing 1-10 of 11 :: see all
United States Department of Commerce
• Direct Lobbying ('06→'08)
U.S. Department of Labor
• Direct Lobbying ('06→'08)
National Economic Council
• Direct Lobbying ('05)
Federal Reserve System Central bank of the United States
• Direct Lobbying ('05)
U.S. Securities and Exchange Commission US Federal Agency
• Direct Lobbying ('04→'08)
Office of the Comptroller of the Currency Federal regulatory agency
• Direct Lobbying ('04→'05)
White House Office Includes multiple levels of presidential advisory boards and advisors
• Direct Lobbying ('03→'08)
U.S. Department of the Treasury
• Direct Lobbying ('03→'08)
Federal Trade Commission federal consumer protection agency, enforces U.S. antitrust law
• Direct Lobbying ('03→'08)
US House of Representatives
• Direct Lobbying ('99→'08)
Updated 9 months ago