The Charles Schwab Corporation

Leadership & Staff

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John S Clendening

• EVP-Shared Strategic Services (Jan '11→?)

Jay L Allen

• EVP - Human Resources

Jeffrey T Brown

• General Counsel (Apr '14→?) [+1]

• Executive / Senior Vice President ('16→?)

David R Garfield

• General Counsel (Oct '14→?) [+1]

• Secretary ('14→?)

Benjamin Brigeman

• Executive VP

Rebecca Saeger

• Executive Vice President [+1]

• Executive Vice President and Chief Marketing Officer

Peter K Scaturro global head of private wealth management at Goldman Sachs

• CEO (U S Trust) [+1]

• Executive Vice President

Christopher V Dodds

• CFO [+2]

• Executive Vice President

• Comptroller ('14→?)

Charles G Goldman

• COO (Schwab Institutional) [+1]

• Executive Vice President

Joseph R Martinetto

• CFO [+1]

• CFO ('15→?)

Owners

Neuberger Berman, LLC Rregistered as an investment adviser under the Investment Advisers Act of 1940

• Shareholder

BlackRock Institutional Trust Company, N.A. A privately owned investment manager, previously known as Barclays Global Investors, NA

• Shareholder

Goldman Sachs Asset Management hedge fund in New York, NY

• Shareholder

Vanguard Group Inc One of the world's largest investment management companies

• Shareholder

State Street Global Advisors Investment Management Division of State Street Corporation

• Shareholder

Charles R Schwab Eponymous founder of brokerage firm

• major shareholder*

George David Kieffer Partner, Manatt Phelps | Longtime advisor to CA Gov Jerry Brown

• Owner*

Board Members

1 / 3

William S Haraf

• Board Member (Jan '15→?)

John K Adams Jr Former Managing Director, UBS

• Board Member (Jan '15→?)

Stephen A Ellis

• Board Member (Nov '12→?)

Mark A Goldfarb

• Board Member (Dec '12→?)

Arun Sarin

• Board Member (Oct '09→?)

Christopher V Dodds

• Board Member (Oct '14→?)

Charles R Schwab Eponymous founder of brokerage firm

• CEO ('71→'08)* [+1]

• Chairman

Stephen T McLin

• Director ('88→?)

Roger O Walther

• Director ('89→?)

Nancy H Bechtle

• Director ('92→?)

Donations

Southern Poverty Law Center The Southern Poverty Law Center is a nonprofit civil rights organization dedicated to fighting hate and bigotry, and to seeking justice for the most vulnerable members of society.

• Donation/Grant

Congress For The New Urbanism

• Donation/Grant

Child Organizations

Charles Schwab Bank a Federal Savings Association

• Child Org

Charles Schwab & Co., Inc Subsidiary of THE CHARLES SCHWAB CORPORATION

• Child Org

Schwab Holdings, Inc. holding company for Charles Schwab & Co., Inc., a Delaware corporation

• Child Org

Memberships

The Coalition of Collective Investment Trusts Group of fund sponsors and money managers

• Member

Services & Transactions

1 / 2

Washington Council Ernst & Young

• Lobbying Firm · 2,300,000 USD ('00→'08)

Alston & Bird LLP big law firm headquartered in Atlanta

• Lobbying Firm · 780,000 USD ('99→'08)

Romans & Assoc Lawrence J

• Lobbying Firm · 760,000 USD ('01→'08)

Dutko Worldwide

• Lobbying Firm · 650,000 USD ('01→'05)

RR&G

• Lobbying Firm · 640,000 USD ('06→'08)

Velasquez Group LLC

• Lobbying Firm · 450,000 USD ('04→'08)

Washington Counsel

• Lobbying Firm · 220,000 USD ('99→'00)

Thelen LLP Defunct law firm, filed for Chapter 7 bankruptcy in 2009

• Lobbying Firm · 170,000 USD ('00→'06)

Capitol Ideas

• Lobbying Firm · 120,000 USD ('05→'06)

Groom Law Group Chartered Law Firm specializing in Employee Benefits

• Lobbying Firm · 40,000 USD ('00→'04)

Lobbying

1 / 2

U.S. Securities and Exchange Commission US Federal Agency

• Direct Lobbying ('04→'08)

White House Office Includes multiple levels of presidential advisory boards and advisors

• Direct Lobbying ('03→'08)

U.S. Department of the Treasury

• Direct Lobbying ('03→'08)

U.S. Department of Labor

• Direct Lobbying ('06→'08)

US Senate upper house of the United States Congress

• Direct Lobbying ('99→'08)

Federal Trade Commission federal consumer protection agency, enforces U.S. antitrust law

• Direct Lobbying ('03→'08)

US Department of Commerce

• Direct Lobbying ('06→'08)

US House of Representatives lower house of the United States Congress

• Direct Lobbying ('99→'08)

Office of the Comptroller of the Currency Federal regulatory agency

• Direct Lobbying ('04→'05)

Federal Reserve System Central bank of the United States

• Direct Lobbying ('05)