New York Stock Exchange

Leadership & Staff

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Anthony Albanese Acting Superintendent, NYS DFS

• chief regulatory officer

Jeffrey C Sprecher Chairman of the NYSE

• Chairman

George Washington Ely Secretary of the New York Stock Exchange

• Secretary (?→'99)

Benjamin H Griswold IV Retired from Deutsche Bank Securities Inc. in February 2005

• Director (past)

Joe L Roby Chairman Emeritus, Credit Suisse Securities USA

• Director (past)

William R Johnston Former president of the New York Stock Exchange

• President ('96→'02)

Noreen M Culhane Executive vice president, Global Corporate Client Group, New York Stock Exchange

• Executive vice president, Global Corporate Client Group

John Thain Former Chairman & CEO of Merrill Lynch

• CEO (Jan 15 '04→Dec '07)

James R Henderson EVP – Client Relations, Chilton

• Specialist on the floor of the New York Stock Exchange for Henderson Brothers Inc. (past)

Roger Kubarych

• Position (past)

Board Members

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Marshall N Carter Chairman of the NYSE

• Chairman ('05→?) [+1]

• Director (Nov '03→?)

Bernard Marcus Cofounder, Home Depot

• Director

Thomas A Renyi

• Board Member

George McNamee tech investor

• Board Member (past)

Benjamin H Griswold III Naval officer; Alex. Brown & Sons; director of the New York Stock Exchange

• Director (past)

H Carl McCall Chairman, SUNY; former NYS Comptroller

• Board Member ('99→'03)

Deryck Charles Maughan Managing Director and Head of Financial Institutions Group, Kohlberg Kravis Roberts

• Vice Chairman ('96→'00)

Thomas F Ryan Jr Private Investor (Ret.)

• Co-Chairman of the Market Regulation Review Committee ('86→'88)

Clifton R Wharton Jr Michigan State University's fourteenth President; Deputy Secretary of State

• Board Member

Stephen L Hammerman Former Vice Chairman of Merrill Lynch

• Board Member (past)

Child Organizations

NYSE Regulation, Inc. An independent not-for-profit corporation dedicated to strengthening market integrity

• Child Org

Parents

NYSE Group, Inc.

• Parent Org

Members

Bernard M. Baruch, Jr. Member of the New York Stock Exchange

• Member ('28→'36)

Deutsche Bank Securities Inc. Investment bank that provides security brokerage services

• Member

Lehman Brothers Holdings, Inc 4th largest investment bank in the USA (before 2008 bankruptcy)

• Member ('87→?)*

Services & Transactions

Twin Towers Destroyed on 9/11/2001

• Service/Transaction

Greenberg Public Relations Public relations firm in New York State

• PR agency

Pedro Pierluisi Former US Resident Commissioner from Puerto Rico | Former AG of Puerto Rico

• Arbitrator

Jeffrey W Letwin Special Counsel at Saul Ewing

• arbitrator

Henry Steel Olcott President-Founder of the Theosophical Society

• Attorney (past)

Milbank, Tweed, Hadley & McCloy LLP

• counsel ('38→?)

Miscellaneous Relationships

Morpheum

• Affiliation