Leadership & Staff
Kenneth Andrichik
Mediation Director, Financial Industry Regulatory Authority
Richard Berry
Director of case administration, Financial Industry Regulatory Authority
Richard G Ketchum
Retired Chairman & Chief Executive Officer, FINRA
Robert J McCann
Merrill Lynch; UBS; FINRA
Hillary Sale
Washington University; Board governor for the Financial Industry Regulatory Authority (FINRA)
Richard F. Brueckner
New York City criminal defense lawyer
Scott Mitchell
Co-founder and Chief Technology Officer, Geofeedia
De'Ana Dow
lobbyist | partner, Capitol Counsel
Kshemendra Paul
Program Manager, Information Sharing Environment
Mary L Schapiro
Former SEC chairman in Obama administration
Ken Norensberg
Trituarian Capital Inc.
Jed Bandes
Mutual Trust Company of America Securities
Gary H Stern
Federal Reserve Bank of Minneapolis
Richard F Brueckner
Chief of Staff at BNY Mellon
Kurt P Stocker
Northwestern University
John W Schmidlin
Retired
Richard S Pechter
Alumnus, Teach For America, Retired Chairman, DLJ Financial Services
Harvey J Goldschmid
Dwight Professor of Law, Columbia University; former Commissioner of the US Securities and Exchange Commission (United States)
W Dennis Ferguson
Sterne, Agee & Leach, Inc.
John F X Dolan
Knight Capital Americas, L.P.
Child Organizations
Nasdaq, Inc.
Provider of trading, clearing, exchange technology, regulatory, securities listing, information and public company services
Services & Transactions
Oscar Ramirez
Democratic lobbyist and former chief of staff to Hilda Solis
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Lobbyist
