Merrill Lynch

Leadership & Staff

1 / 16

Scott Kingsley Swift

• Financial Advisor in The Swift Group ('80→?)

Jennifer Mills Merrill Lynch

• VP, Wealth Management Advisor

Teresa M. Brenner

• General Counsel

Julian Parra Bank of America Merrill Lynch

• Southwest Executive for Business Banking

Dhruv Vakharia Bank of America Merrill Lynch

• Senior Relationship Manager

Diedrich D Oglesbee, Jr Vice President, Merrill Lynch

• Vice President

David M Ferris VP, Merill Lynch; Trustee, Loyola New Orleans

• Vice President

Concetta Caruso Bank executive

• COO (Jul '11→?)

Ed Powers Lobbyist, Bank of America

• Managing Director, BAML Capital Access Funds Management, LLC Team [+1]

• Managing Director, BAML Capital Access Funds Management, LLC Team

Andrew M Sieg Head of Global Wealth & Retirement Solutions (GWRS) for Bank of America Merrill Lynch

• Head (Mar '17→?)

Owners

Louis H Engel, Jr. Merrill Lynch

• Partner (?→'69)

Board Members

1 / 3

Nicola M. Wakefield Evans

• Chair (Jul '18→?)

Virgis W Colbert Retired EVP of Miller Brewing

• Director

Joseph W Prueher Former United States Navy Admiral

• Director

Charles O Rossotti Carlyle Group executive, Bank of America director, and former IRS commissioner

• Director

Tom Petrie Co-founder of BofA Merrill Lynch Petrie Divestiture Advisors

• Vice Chairman (Dec '06→?)

William J McDonough Former NY Fed President

• Vice Chairman ('05→Dec '09)

Stephen L Hammerman Former Vice Chairman of Merrill Lynch

• Vice Chairman ('99→'02)

David K Newbigging

• Director ('96→Jul '07)

Daniel P Tully Former Merrill Lynch chariman and CEO

• Chairman & CEO ('92→'97)

Brian Hull Chairman and Head of Strategic Clients & Partnerships, UBS Group Americas

• Vice Chairman (?→'09)

Donations

Center for Research in Security Prices Databases

• Grant · 300,000 USD ('60)*

New York State Association for Affordable Housing NYSAFAH

• Donation/Grant

Resources for the Future Energy think tank

• Donation ('11)

Third Millennium

• Donation

Harvard Electricity Policy Group Research program at the Harvard Kennedy School

• Donation

Holdings

Altria Group, Inc. formerly Philip Morris; the largest U.S. tobacco company

• Institutional investor

Child Organizations

Merrill Lynch Private Banking and Investment Group

• Division

Global Banking and Wealth Management BoA business unit

• Child Org

Merrill Lynch Government Securities Inc. A primary dealer

• wholly-owned subsidiary

Merrill Lynch, Pierce, Fenner and Smith New York office

• Office

Merrill Lynch, Pierce, Fenner and Smith Chicago office

• Office

Parents

BAC North America Holding Company Offers retail and commercial banking services.

• parent (Jan 1 '15→?)

Bank of America Corporation The largest bank holding company in the United States

• parent (Jan 1 '09→?) [+1]

• parent ('08→?)

Members

Thomas Majewski

• Managing Director (Apr '06→Apr '08)

Memberships

Money Management Institute Voice for the global financial services organizations

• Member firm

Services & Transactions

1 / 3

Washington Council Ernst & Young

• Lobbying Firm · 4,977,000 USD ('00→'08)

DLA Piper Law firm created in 2005 by the merger of DLA, Piper Rudnick and Gray Cary, followed by aggressive growth in the CIS, Germany, Spain, Asia, the Middle East and important US markets, among others.

• Lobbying Firm · 2,930,000 USD ('02→'08)

Ferdinand Marcos President of the Philippines

• client · 2,000,000 USD ('72→?)*

Davis & Harman LLP

• Lobbying Firm · 1,440,000 USD ('99→'08)

Verner Liipfert Bernhard McPherson & Hand 200 attorneys. Lobbyist organisation. Merged with DLA Piper in 2002.

• Lobbying Firm · 1,420,000 USD ('99→'03)

Mayer Brown LLP Global lobbying/law firm specializing in Global business litigation

• Lobbying Firm · 1,410,000 USD ('06→'08)

Washington Counsel

• Lobbying Firm · 740,000 USD ('99→'00)

Deloitte Tax LLP

• Lobbying Firm · 640,000 USD ('02→'06)

Brownstein Hyatt Farber Schreck, LLP U.S. lobbying and law firm with 13 offices, 250 attorneys and policy consultants

• Lobbying Firm · 630,000 USD ('03→'08)

Swidler, Berlin & Strelow

• Lobbying Firm · 460,000 USD ('99→'02)

Lobbying

1 / 2

U.S. Securities and Exchange Commission US Federal Agency

• Direct Lobbying ('99→'08)

Office of the United States Trade Representative Office that facilitates global trade on behalf of the United States

• Direct Lobbying ('05→'08)

Pension Benefit Guaranty Corporation Government corporation that insures pensions of 44 million workers & retirees

• Direct Lobbying ('05→'07)

White House Office Includes multiple levels of presidential advisory boards and advisors

• Direct Lobbying ('99→'08) [+1]

• Direct Lobbying ('08)

U.S. Department of the Treasury

• Direct Lobbying ('99→'08)

Internal Revenue Service

• Direct Lobbying ('01→'08)

US Senate upper house of the United States Congress

• Direct Lobbying ('99→'08)

Federal Reserve System Central bank of the United States

• Direct Lobbying ('99→'08)

Federal Deposit Insurance Corporation

• Direct Lobbying ('01→'08)

Commodity Futures Trading Commission Independent US government agency for regulating derivatives trading

• Direct Lobbying ('99→'08)

Miscellaneous Relationships

Climate Policy Initiative World Bank-affiliated think tank researching climate solutions

• Affiliation

Cohen & Company, Inc. Philadelphia Investment Bank Managing Credit Fixed Income Investments

• Client (?→'06)*

Prodigy Child Development Centers Predecessor of Mosaica Education

• Former Partner*