Smith Barney, Harris Upham & Co., Inc.

Leadership & Staff

Robert Channing Seamans III Certified Financial Planner

• Senior Financial Advisor (Jan '01→May '06)

John J Oros Financial Services; former Goldman Sachs partner

• Vice president ('71→'74)

John A Morgan

• Vice president ('68→?)

Andrew P Steffan Former executive at Smith Barney

• Position (past)

Board Members

John A Orb Retail sales and investment banking

• Chairman ('83→?)

Robert A Powers

• Chairman (past)

John A Morgan

• Vice Chairman ('77→'82)

Parents

Smith Barney Inc Holding company

• parent ('77→?)