Douglas Harris

Immediately prior to joining Promontory, Doug was the General Counsel and Chief Operating Officer of BrokerTec Futures Exchange and BrokerTec Clearing Co. He has also served as Senior Deputy Comptroller for Capital Markets at the Office of the Comptroller of the Currency, where he was responsible for the regulation and supervision of national bank capital markets activities, including trading, dealing, and investing in derivatives and emerging markets instruments, as well as the development of risk management policies and guidelines. Doug was the principal draftsperson of OCC Banking Circular 277, “Risk Management of Financial Derivatives,” the first bank regulatory guidance on managing the risks associated with derivatives, capital markets, and trading activities. He also served on the Inter-Agency Task Force on Bank-Related Derivatives Activities and as senior staff member of the President’s Working Group on Financial Markets. Prior to his time at the OCC, Doug served as Assistant General Counsel of JPMorgan and General Counsel of JPMorgan Futures Inc.