TD Ameritrade Holding Corporation

Leadership & Staff

1 / 6

Marvin W Adams

• COO (Mar '11→?) [+1]

• Executive Vice President (Mar '11→?)

Thomas A Nally

• Executive Vice President (Feb '12→?) [+1]

• CEO ('12→?)

Peter J Sidebottom

• Exec VP, product & marketing (Feb '09→?)

Thomas Bradley Jr

• Executive Vice President (Nov '09→?)

John B. Bunch

• Position (Jan '06→?) [+1]

• Executive Vice President (Nov '09→?)

Ellen L S Koplow TD Ameritrade

• General Counsel [+2]

• Executive Vice President

• Secretary ('16→?)

John R MacDonald EVP, TD Ameritrade Holding Corporation

• CFO [+1]

• Executive Vice President

Asiff S Hirji

• President (Client Group)

T Christian Armstrong

• President (Client Group)

Fredric J Tomczyk COO, TD Amertitrade

• CEO (Oct '08→?)

Owners

TD Luxembourg International Holdings S.a r.l.

• largest shareholder

Marlene M Ricketts

• major shareholder

Fredric J Tomczyk COO, TD Amertitrade

• Shareholder

J Joe Ricketts TD Ameritrade founder

• major shareholder

Joseph H Moglia Chairman, TD Ameritrade

• major shareholder

Board Members

1 / 2

Mark L Mitchell

• Director

Todd Ricketts Member of ownership family, Chicago Cubs; Investor, Active Chaos LLC

• Board Member (Oct '11→?)

Karen E Maidment

• Board Member (Aug '10→?)

William Edmund Clark President & CEO, TD Bank Group

• Director

Dan W Cook III MHT Partners

• Director

Fredric J Tomczyk COO, TD Amertitrade

• Director (Oct '08→?)

Wilbur J Prezzano

• Director

Joseph H Moglia Chairman, TD Ameritrade

• Director

Allan R Tessler

• Director

Marshall A Cohen

• Director

Child Organizations

TD AMERITRADE Inc. An online broker for stock trading and investing

• Child Org

TD Ameritrade Holding Corporation PAC

• Child Org

Memberships

Natural Capital Coalition

• Member

National Gay and Lesbian Chamber of Commerce

• Member

Services & Transactions

Promontory Financial Group, LLC Regulatory, compliance, and crisis-management consulting firm serving financial services institutions and other companies throughout the world.

• Lobbying Firm · 540,000 USD ('04→'07)

Lobbying

U.S. Securities and Exchange Commission US Federal Agency

• Direct Lobbying ('04→'06)

U.S. Department of the Treasury

• Direct Lobbying ('04→'08)

US Senate upper house of the United States Congress

• Direct Lobbying ('04→'08)

US House of Representatives lower house of the United States Congress

• Direct Lobbying ('04→'06)